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Commodity broker
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111	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-06-30 09:43:32 Financial markets Self-regulatory organizations Financial services Foreign exchange companies Financial Industry Regulatory Authority United States securities law Foreign exchange market Broker-dealer Commodity Futures Trading Commission Financial economics Finance Financial system
112	Supplemental Questionnaire for FCMs - Self-Examination Questionnaire for FCMs, FDMs, IBs, CPOs and CTAs Add to Reading List Source URL: www.nfa.futures.org Language: English - Date: 2013-03-28 14:28:56 Finance Financial regulation Commodities market Commodity Futures Trading Commission Futures contract Short Commodity broker Commodity Futures Modernization Act Financial economics Financial markets Financial system
113	Self-Examination Questionnaire for FCMs, FDMs, IBs, CPOs and CTAs Add to Reading List Source URL: www.nfa.futures.org Language: English - Date: 2012-10-08 17:35:40 Futures contract Commodity pool Securities regulation in the United States Financial system Finance Commodity broker Commodities market Financial economics Commodity Futures Trading Commission
114	DOC Document Add to Reading List Source URL: www.nfa.futures.org Language: English - Date: 2013-05-17 10:54:49 Financial system Commodity Futures Trading Commission National Futures Association Futures contract Commodity pool Foreign exchange market Electronic trading platform Securities regulation in the United States Commodity broker Commodities market Financial economics Finance
115	TITLE 7—AGRICULTURE Chap. 1. 2. Add to Reading List Source URL: uscode.house.gov Language: English Financial markets Commodities market United States securities law Commerce Futures contract Commodity Futures Trading Commission Commodity broker Commodity Exchange Act Grain Futures Act Financial economics Financial system Finance
116	Order Granting Accelerated Approval of Proposed Rule Change to Membership Qualifications Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-05-07 10:18:19 United States securities law 73rd United States Congress United States Securities and Exchange Commission Financial markets Commodity Futures Trading Commission Securities Exchange Act Broker-dealer Futures contract Federal Reserve System Financial economics Financial system Finance
117	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]November 21, 2012 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed R Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-11-23 07:07:04 Investment United States securities law Finance Securities Exchange Act United States Securities and Exchange Commission Floor broker Day trading Order Commodity Futures Modernization Act Stock market Financial markets Financial economics
118	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-09-20 16:10:32 Goods Commodity broker Commodity Pool Operator Futures contract Commodity pool Commodity Futures Trading Commission Commodity market Exchange Commodity trading advisor Commodities market Financial economics Investment
119	Notice of Filing of Proposed Rule Change as modified by Amendment No. 2 to Adopt FINRA Rule 2380 to Limit the Leverage Ratio Offered by Broker-Dealers for Certain Forex Transactions Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-12-02 16:00:08 United States securities law Self-regulatory organizations Financial Industry Regulatory Authority Broker-dealer Commodity Futures Modernization Act Commodity Futures Trading Commission Securities Exchange Act U.S. Securities and Exchange Commission Thinkorswim Financial economics Financial system Finance
120	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-06-19 08:59:51 Finance Options Price Reporting Authority National market system plan Broker-dealer U.S. Securities and Exchange Commission Securities Exchange Act Commodity Futures Trading Commission Futures contract Investment Advisers Act Financial markets Financial economics Financial system

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